RYDEX ETF TRUST

CUSIP: 78355W403 Class: OTHER EQUITIES

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 251,411 Value ($000) $27,600 Avg Close — Range —
Q4 2017
Shares 423,308 Value ($000) $44,367 Avg Close — Range —
Q3 2017
Shares 430,127 Value ($000) $43,037 Avg Close — Range —
Q2 2017
Shares 411,914 Value ($000) $39,395 Avg Close — Range —
Q1 2017
Shares 348,963 Value ($000) $31,264 Avg Close — Range —
Q4 2016
Shares 196,729 Value ($000) $16,453 Avg Close — Range —
Q3 2016
Shares 175,631 Value ($000) $14,793 Avg Close — Range —
Q2 2016
Shares 62,249 Value ($000) $5,041 Avg Close — Range —
Q1 2016
Shares 79,204 Value ($000) $6,285 Avg Close — Range —
Q4 2015
Shares 92,058 Value ($000) $7,429 Avg Close — Range —
Q3 2015
Shares 47,523 Value ($000) $3,676 Avg Close — Range —
Q2 2015
Shares 44,401 Value ($000) $3,610 Avg Close — Range —
Q1 2015
Shares 34,713 Value ($000) $2,884 Avg Close — Range —
Q4 2014
Shares 22,948 Value ($000) $1,820 Avg Close — Range —
Q3 2014
Shares 14,132 Value ($000) $1,091 Avg Close — Range —
Q2 2014
Shares 6,541 Value ($000) $506 Avg Close — Range —
Q1 2014
Shares 5,032 Value ($000) $368 Avg Close — Range —
Q4 2013
Shares 13,424 Value ($000) $944 Avg Close — Range —
Q3 2013
Shares 1,479 Value ($000) $94 Avg Close — Range —
Q2 2013
Shares 1,155 Value ($000) $66 Avg Close — Range —