RYDEX ETF TRUST

CUSIP: 78355W403 Class: OTHER EQUITIES

BALDWIN BROTHERS LLC/MA's Holding History (CIK: 0001021258)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 195 Value ($000) $21 Avg Close — Range —
Q4 2017
Shares 370 Value ($000) $39 Avg Close — Range —
Q3 2017
Shares 370 Value ($000) $37 Avg Close — Range —
Q2 2017
Shares 335 Value ($000) $32 Avg Close — Range —
Q1 2017
Shares 335 Value ($000) $30 Avg Close — Range —
Q4 2016
Shares 335 Value ($000) $28 Avg Close — Range —
Q3 2016
Shares 305 Value ($000) $26 Avg Close — Range —