RYDEX ETF TRUST

CUSIP: 78355W403 Class: OTHER EQUITIES

LAZARD ASSET MANAGEMENT LLC's Holding History (CIK: 0001207017)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 119,489 Value ($000) $9,642 Avg Close — Range —
Q3 2015
Shares 122,455 Value ($000) $9,476 Avg Close — Range —
Q2 2015
Shares 351,266 Value ($000) $28,512 Avg Close — Range —