RYDEX ETF TRUST

CUSIP: 78355W403 Class: OTHER EQUITIES

ASSETMARK, INC's Holding History (CIK: 0001344551)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 8 Value ($000) $1 Avg Close — Range —
Q4 2016
Shares 128,742 Value ($000) $10,759 Avg Close — Range —
Q2 2015
Shares 288 Value ($000) $23 Avg Close — Range —