RYDEX ETF TRUST

CUSIP: 78355W403 Class: OTHER EQUITIES

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 339,039 Value ($000) $37,220 Avg Close — Range —
Q4 2017
Shares 301,035 Value ($000) $31,558 Avg Close — Range —
Q3 2017
Shares 197,469 Value ($000) $19,751 Avg Close — Range —
Q2 2017
Shares 196,843 Value ($000) $18,531 Avg Close — Range —
Q1 2017
Shares 193,189 Value ($000) $17,279 Avg Close — Range —
Q4 2016
Shares 228,001 Value ($000) $19,143 Avg Close — Range —
Q3 2016
Shares 262,733 Value ($000) $21,954 Avg Close — Range —
Q2 2016
Shares 253,993 Value ($000) $20,599 Avg Close — Range —
Q1 2016
Shares 647,910 Value ($000) $51,276 Avg Close — Range —
Q4 2015
Shares 1,266,809 Value ($000) $100,217 Avg Close — Range —
Q3 2015
Shares 588,807 Value ($000) $47,234 Avg Close — Range —
Q2 2015
Shares 530,453 Value ($000) $43,205 Avg Close — Range —
Q1 2015
Shares 513,726 Value ($000) $42,408 Avg Close — Range —
Q4 2014
Shares 480,464 Value ($000) $38,206 Avg Close — Range —
Q3 2014
Shares 422,462 Value ($000) $32,027 Avg Close — Range —
Q2 2014
Shares 324,741 Value ($000) $25,106 Avg Close — Range —
Q1 2014
Shares 271,467 Value ($000) $19,880 Avg Close — Range —
Q4 2013
Shares 169,082 Value ($000) $11,886 Avg Close — Range —
Q3 2013
Shares 121,148 Value ($000) $7,784 Avg Close — Range —
Q2 2013
Shares 76,104 Value ($000) $4,407 Avg Close — Range —