RYDEX ETF TRUST

CUSIP: 78355W403 Class: OTHER EQUITIES

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 113,185 Value ($000) $12,425 Avg Close — Range —
Q4 2017
Shares 107,626 Value ($000) $11,282 Avg Close — Range —
Q3 2017
Shares 99,199 Value ($000) $9,922 Avg Close — Range —
Q2 2017
Shares 87,015 Value ($000) $8,192 Avg Close — Range —
Q1 2017
Shares 73,711 Value ($000) $6,610 Avg Close — Range —
Q4 2016
Shares 64,942 Value ($000) $5,427 Avg Close — Range —
Q3 2016
Shares 63,589 Value ($000) $5,356 Avg Close — Range —
Q2 2016
Shares 64,101 Value ($000) $5,186 Avg Close — Range —
Q1 2016
Shares 53,478 Value ($000) $4,246 Avg Close — Range —
Q4 2015
Shares 45,249 Value ($000) $3,652 Avg Close — Range —
Q3 2015
Shares 36,453 Value ($000) $2,821 Avg Close — Range —
Q2 2015
Shares 32,474 Value ($000) $2,636 Avg Close — Range —
Q1 2015
Shares 27,585 Value ($000) $2,292 Avg Close — Range —
Q4 2014
Shares 30,072 Value ($000) $2,391 Avg Close — Range —
Q3 2014
Shares 24,162 Value ($000) $1,865 Avg Close — Range —
Q2 2014
Shares 21,355 Value ($000) $1,651 Avg Close — Range —
Q1 2014
Shares 16,923 Value ($000) $1,239 Avg Close — Range —
Q4 2013
Shares 11,747 Value ($000) $826 Avg Close — Range —
Q3 2013
Shares 7,879 Value ($000) $501 Avg Close — Range —
Q2 2013
Shares 4,240 Value ($000) $246 Avg Close — Range —