RYDEX ETF TRUST

CUSIP: 78355W403 Class: OTHER EQUITIES

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 6,080 Value ($000) $668 Avg Close — Range —
Q4 2017
Shares 6,725 Value ($000) $705 Avg Close — Range —
Q3 2017
Shares 8,182 Value ($000) $818 Avg Close — Range —
Q2 2017
Shares 7,959 Value ($000) $749 Avg Close — Range —
Q1 2017
Shares 8,418 Value ($000) $755 Avg Close — Range —
Q4 2016
Shares 10,483 Value ($000) $876 Avg Close — Range —
Q3 2016
Shares 10,650 Value ($000) $897 Avg Close — Range —
Q2 2016
Shares 5,753 Value ($000) $466 Avg Close — Range —
Q1 2016
Shares 6,296 Value ($000) $500 Avg Close — Range —
Q4 2015
Shares 11,788 Value ($000) $951 Avg Close — Range —
Q3 2015
Shares 15,208 Value ($000) $1,177 Avg Close — Range —
Q2 2015
Shares 23,869 Value ($000) $1,937 Avg Close — Range —
Q1 2015
Shares 24,962 Value ($000) $2,074 Avg Close — Range —
Q4 2014
Shares 28,652 Value ($000) $2,278 Avg Close — Range —