RYDEX ETF TRUST

CUSIP: 78355W403 Class: OTHER EQUITIES

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 5,493 Value ($000) $604 Avg Close — Range —
Q3 2016
Shares 3,534 Value ($000) $298 Avg Close — Range —
Q4 2014
Shares 1,215 Value ($000) $97 Avg Close — Range —
Q2 2014
Shares 1,100 Value ($000) $85,041 Avg Close — Range —