RYDEX ETF TRUST

CUSIP: 78355W403 Class: OTHER EQUITIES

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 3,175 Value ($000) $252 Avg Close — Range —
Q4 2015
Shares 3,033 Value ($000) $244 Avg Close — Range —
Q3 2015
Shares 2,596 Value ($000) $200 Avg Close — Range —
Q2 2015
Shares 1,949 Value ($000) $158 Avg Close — Range —