RYDEX ETF TRUST

CUSIP: 78355W403 Class: OTHER EQUITIES

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 3,294 Value ($000) $278 Avg Close — Range —
Q2 2016
Shares 3,293 Value ($000) $266 Avg Close — Range —
Q1 2016
Shares 2,893 Value ($000) $231 Avg Close — Range —