RYDEX ETF TRUST

CUSIP: 78355W403 Class: OTHER EQUITIES

Sharkey, Howes & Javer's Holding History (CIK: 0001642246)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 200 Value ($000) $1 Avg Close — Range —
Q2 2017
Shares 200 Value ($000) $19 Avg Close — Range —