RYDEX ETF TRUST

CUSIP: 78355W403 Class: OTHER EQUITIES

Cetera Investment Advisers's Holding History (CIK: 0001666741)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 2,750 Value ($000) $247 Avg Close — Range —
Q4 2016
Shares 2,587 Value ($000) $216 Avg Close — Range —
Q3 2016
Shares 2,888 Value ($000) $242 Avg Close — Range —
Q2 2016
Shares 2,904 Value ($000) $234 Avg Close — Range —
Q1 2016
Shares 3,366 Value ($000) $270 Avg Close — Range —
Q4 2015
Shares 4,769 Value ($000) $384 Avg Close — Range —