RYDEX ETF TRUST

CUSIP: 78355W403 Class: OTHER EQUITIES

FLAGSHIP HARBOR ADVISORS, LLC's Holding History (CIK: 0001691766)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 20,188 Value ($000) $2,159 Avg Close — Range —
Q4 2017
Shares 18,271 Value ($000) $1,996 Avg Close — Range —
Q3 2017
Shares 18,360 Value ($000) $1,863 Avg Close — Range —
Q2 2017
Shares 18,329 Value ($000) $1,734 Avg Close — Range —
Q1 2017
Shares 15,803 Value ($000) $1,402 Avg Close — Range —
Q4 2016
Shares 15,341 Value ($000) $1,309 Avg Close — Range —