RYDEX ETF TRUST

CUSIP: 78355W502 Class: S\&P.* PV

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 1,223 Value ($000) $62 Avg Close — Range —
Q2 2014
Shares 357 Value ($000) $19 Avg Close — Range —
Q1 2014
Shares 305 Value ($000) $16 Avg Close — Range —
Q4 2013
Shares 204 Value ($000) $10 Avg Close — Range —