RYDEX ETF TRUST

CUSIP: 78355W502 Class: S\&P.* PV

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 18,440 Value ($000) $1,216 Avg Close — Range —
Q4 2017
Shares 19,809 Value ($000) $1,382 Avg Close — Range —
Q3 2017
Shares 18,814 Value ($000) $1,217 Avg Close — Range —
Q2 2017
Shares 21,680 Value ($000) $1,368 Avg Close — Range —
Q1 2017
Shares 22,828 Value ($000) $1,423 Avg Close — Range —
Q4 2016
Shares 23,012 Value ($000) $1,420 Avg Close — Range —
Q3 2016
Shares 21,233 Value ($000) $1,178 Avg Close — Range —
Q2 2016
Shares 20,247 Value ($000) $1,037 Avg Close — Range —
Q1 2016
Shares 19,069 Value ($000) $971 Avg Close — Range —
Q4 2015
Shares 7,491 Value ($000) $357 Avg Close — Range —
Q3 2015
Shares 4,929 Value ($000) $236 Avg Close — Range —
Q2 2015
Shares 3,710 Value ($000) $202 Avg Close — Range —
Q1 2015
Shares 4,604 Value ($000) $252 Avg Close — Range —
Q4 2014
Shares 4,336 Value ($000) $236 Avg Close — Range —
Q2 2013
Shares 4,709 Value ($000) $204 Avg Close — Range —