RYDEX ETF TRUST

CUSIP: 78355W502 Class: S\&P.* PV

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 5,904 Value ($000) $321 Avg Close — Range —
Q1 2015
Shares 6,120 Value ($000) $335 Avg Close — Range —
Q4 2014
Shares 6,417 Value ($000) $349 Avg Close — Range —