RYDEX ETF TRUST

CUSIP: 78355W502 Class: S\&P.* PV

Kovack Advisors, Inc.'s Holding History (CIK: 0001728321)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 4,116 Value ($000) $202 Avg Close — Range —
Q4 2013
Shares 4,119 Value ($000) $209 Avg Close — Range —