RYDEX ETF TRUST

CUSIP: 78355W585 Class: GUG RUSS2000 EQL

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 14,548 Value ($000) $786 Avg Close — Range —
Q4 2017
Shares 15,116 Value ($000) $823 Avg Close — Range —
Q3 2017
Shares 14,988 Value ($000) $788 Avg Close — Range —
Q2 2017
Shares 14,948 Value ($000) $748 Avg Close — Range —
Q1 2017
Shares 18,011 Value ($000) $877 Avg Close — Range —
Q4 2016
Shares 16,321 Value ($000) $823 Avg Close — Range —
Q3 2016
Shares 13,536 Value ($000) $597 Avg Close — Range —
Q2 2016
Shares 17,471 Value ($000) $718 Avg Close — Range —
Q1 2016
Shares 43,064 Value ($000) $1,680 Avg Close — Range —
Q4 2015
Shares 41,420 Value ($000) $1,625 Avg Close — Range —
Q3 2015
Shares 23,884 Value ($000) $980 Avg Close — Range —
Q2 2015
Shares 25,643 Value ($000) $1,161 Avg Close — Range —
Q1 2015
Shares 30,113 Value ($000) $1,395 Avg Close — Range —
Q4 2014
Shares 29,015 Value ($000) $1,323 Avg Close — Range —
Q3 2014
Shares 35,255 Value ($000) $1,478 Avg Close — Range —
Q2 2014
Shares 22,500 Value ($000) $1,055 Avg Close — Range —
Q1 2014
Shares 37,210 Value ($000) $1,722 Avg Close — Range —
Q4 2013
Shares 30,334 Value ($000) $1,380 Avg Close — Range —
Q3 2013
Shares 15,317 Value ($000) $653 Avg Close — Range —
Q2 2013
Shares 10,495 Value ($000) $396 Avg Close — Range —