RYDEX ETF TRUST

CUSIP: 78355W585 Class: GUG RUSS2000 EQL

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 4,089 Value ($000) $203 Avg Close — Range —
Q4 2016
Shares 4,089 Value ($000) $204 Avg Close — Range —
Q2 2015
Shares 4,701 Value ($000) $216 Avg Close — Range —
Q4 2014
Shares 4,685 Value ($000) $214 Avg Close — Range —
Q2 2014
Shares 4,583 Value ($000) $215 Avg Close — Range —
Q1 2014
Shares 4,533 Value ($000) $210 Avg Close — Range —