RYDEX ETF TRUST

CUSIP: 78355W585 Class: GUG RUSS2000 EQL

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 9 Value ($000) $0 Avg Close — Range —
Q1 2016
Shares 601 Value ($000) $24 Avg Close — Range —
Q4 2015
Shares 600 Value ($000) $24 Avg Close — Range —
Q3 2015
Shares 140 Value ($000) $5 Avg Close — Range —
Q2 2014
Shares 100 Value ($000) $5 Avg Close — Range —
Q1 2014
Shares 200 Value ($000) $9 Avg Close — Range —