RYDEX ETF TRUST

CUSIP: 78355W593 Class: GUG RUSS1000 EQL

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 31,897 Value ($000) $1,510 Avg Close — Range —
Q3 2015
Shares 16,875 Value ($000) $815 Avg Close — Range —
Q2 2015
Shares 17,632 Value ($000) $900 Avg Close — Range —
Q1 2015
Shares 23,311 Value ($000) $1,209 Avg Close — Range —
Q4 2014
Shares 84,707 Value ($000) $4,315 Avg Close — Range —
Q3 2014
Shares 90,643 Value ($000) $4,405 Avg Close — Range —
Q2 2014
Shares 71,369 Value ($000) $3,625 Avg Close — Range —
Q1 2014
Shares 20,661 Value ($000) $996 Avg Close — Range —
Q4 2013
Shares 19,868 Value ($000) $924 Avg Close — Range —
Q3 2013
Shares 17,118 Value ($000) $741 Avg Close — Range —
Q2 2013
Shares 17,348 Value ($000) $695 Avg Close — Range —