RYDEX ETF TRUST

CUSIP: 78355W601 Class: CMN

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 31,489 Value ($000) $4,979 Avg Close — Range —
Q4 2017
Shares 26,580 Value ($000) $4,096 Avg Close — Range —
Q3 2017
Shares 12,848 Value ($000) $1,854 Avg Close — Range —
Q2 2017
Shares 7,206 Value ($000) $1,009 Avg Close — Range —
Q1 2017
Shares 4,977 Value ($000) $675 Avg Close — Range —
Q4 2016
Shares 4,810 Value ($000) $620 Avg Close — Range —
Q3 2016
Shares 3,861 Value ($000) $482 Avg Close — Range —
Q2 2016
Shares 3,586 Value ($000) $436 Avg Close — Range —
Q1 2016
Shares 3,108 Value ($000) $389 Avg Close — Range —
Q4 2015
Shares 10,923 Value ($000) $1,362 Avg Close — Range —
Q3 2015
Shares 10,387 Value ($000) $1,284 Avg Close — Range —
Q2 2015
Shares 13,789 Value ($000) $1,823 Avg Close — Range —
Q1 2015
Shares 12,389 Value ($000) $1,642 Avg Close — Range —
Q4 2014
Shares 13,826 Value ($000) $1,684 Avg Close — Range —
Q3 2014
Shares 16,504 Value ($000) $2,019 Avg Close — Range —
Q2 2014
Shares 18,512 Value ($000) $2,321 Avg Close — Range —
Q1 2014
Shares 35,672 Value ($000) $4,425 Avg Close — Range —
Q4 2013
Shares 41,070 Value ($000) $5,056 Avg Close — Range —
Q3 2013
Shares 36,875 Value ($000) $4,100 Avg Close — Range —
Q2 2013
Shares 35,387 Value ($000) $3,583 Avg Close — Range —