RYDEX ETF TRUST

CUSIP: 78355W601 Class: CMN

Aureus Asset Management, LLC's Holding History (CIK: 0001381296)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 1,707 Value ($000) $216 Avg Close — Range —
Q2 2014
Shares 1,705 Value ($000) $214 Avg Close — Range —
Q1 2014
Shares 1,705 Value ($000) $210 Avg Close — Range —
Q4 2013
Shares 1,705 Value ($000) $210 Avg Close — Range —