RYDEX ETF TRUST

CUSIP: 78355W601 Class: CMN

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 111,833 Value ($000) $17,684 Avg Close — Range —
Q4 2017
Shares 114,506 Value ($000) $17,645 Avg Close — Range —
Q3 2017
Shares 119,250 Value ($000) $17,207 Avg Close — Range —
Q2 2017
Shares 110,317 Value ($000) $15,443 Avg Close — Range —
Q1 2017
Shares 112,978 Value ($000) $15,223 Avg Close — Range —
Q4 2016
Shares 120,976 Value ($000) $15,624 Avg Close — Range —
Q3 2016
Shares 132,472 Value ($000) $16,364 Avg Close — Range —
Q2 2016
Shares 145,712 Value ($000) $17,720 Avg Close — Range —
Q1 2016
Shares 332,217 Value ($000) $39,580 Avg Close — Range —
Q4 2015
Shares 384,034 Value ($000) $46,771 Avg Close — Range —
Q3 2015
Shares 182,088 Value ($000) $23,074 Avg Close — Range —
Q2 2015
Shares 178,658 Value ($000) $23,588 Avg Close — Range —
Q1 2015
Shares 174,210 Value ($000) $22,990 Avg Close — Range —
Q4 2014
Shares 184,833 Value ($000) $22,513 Avg Close — Range —
Q3 2014
Shares 195,513 Value ($000) $23,446 Avg Close — Range —
Q2 2014
Shares 199,851 Value ($000) $25,053 Avg Close — Range —
Q1 2014
Shares 211,180 Value ($000) $26,066 Avg Close — Range —
Q4 2013
Shares 185,931 Value ($000) $22,883 Avg Close — Range —
Q3 2013
Shares 183,107 Value ($000) $20,630 Avg Close — Range —
Q2 2013
Shares 136,904 Value ($000) $13,921 Avg Close — Range —