RYDEX ETF TRUST

CUSIP: 78355W601 Class: CMN

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 16,359 Value ($000) $2,587 Avg Close — Range —
Q4 2017
Shares 9,125 Value ($000) $1,406 Avg Close — Range —
Q3 2017
Shares 19,380 Value ($000) $2,796 Avg Close — Range —
Q2 2017
Shares 19,439 Value ($000) $2,721 Avg Close — Range —
Q1 2017
Shares 19,033 Value ($000) $2,581 Avg Close — Range —
Q4 2016
Shares 19,060 Value ($000) $2,456 Avg Close — Range —
Q3 2016
Shares 20,314 Value ($000) $2,534 Avg Close — Range —
Q2 2016
Shares 21,457 Value ($000) $2,608 Avg Close — Range —
Q1 2016
Shares 48,451 Value ($000) $5,859 Avg Close — Range —
Q4 2015
Shares 52,044 Value ($000) $6,489 Avg Close — Range —
Q3 2015
Shares 49,070 Value ($000) $6,066 Avg Close — Range —
Q2 2015
Shares 46,065 Value ($000) $6,094 Avg Close — Range —
Q1 2015
Shares 29,795 Value ($000) $3,950 Avg Close — Range —
Q4 2014
Shares 24,790 Value ($000) $3,019 Avg Close — Range —
Q3 2014
Shares 17,381 Value ($000) $2,126 Avg Close — Range —
Q2 2014
Shares 15,705 Value ($000) $1,969 Avg Close — Range —
Q1 2014
Shares 13,782 Value ($000) $1,701 Avg Close — Range —
Q4 2013
Shares 12,809 Value ($000) $1,576 Avg Close — Range —
Q3 2013
Shares 11,180 Value ($000) $1,243 Avg Close — Range —
Q2 2013
Shares 7,360 Value ($000) $748 Avg Close — Range —