RYDEX ETF TRUST

CUSIP: 78355W601 Class: CMN

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 1,731 Value ($000) $274 Avg Close — Range —
Q4 2017
Shares 1,730 Value ($000) $267 Avg Close — Range —
Q2 2017
Shares 1,906 Value ($000) $267 Avg Close — Range —
Q1 2017
Shares 1,904 Value ($000) $259 Avg Close — Range —
Q4 2016
Shares 1,900 Value ($000) $245 Avg Close — Range —
Q3 2016
Shares 10,758 Value ($000) $1,342 Avg Close — Range —
Q2 2016
Shares 9,851 Value ($000) $1,198 Avg Close — Range —
Q4 2015
Shares 9,481 Value ($000) $1,183 Avg Close — Range —
Q3 2015
Shares 9,954 Value ($000) $1,231 Avg Close — Range —
Q2 2015
Shares 9,813 Value ($000) $1,299 Avg Close — Range —
Q1 2015
Shares 8,930 Value ($000) $1,184 Avg Close — Range —
Q4 2014
Shares 9,132 Value ($000) $1,112 Avg Close — Range —
Q3 2014
Shares 8,394 Value ($000) $1,027 Avg Close — Range —
Q2 2014
Shares 15,624 Value ($000) $1,010,988 Avg Close — Range —
Q1 2014
Shares 7,167 Value ($000) $885 Avg Close — Range —
Q4 2013
Shares 6,755 Value ($000) $831 Avg Close — Range —
Q3 2013
Shares 6,750 Value ($000) $750 Avg Close — Range —
Q2 2013
Shares 6,265 Value ($000) $637 Avg Close — Range —