RYDEX ETF TRUST

CUSIP: 78355W601 Class: CMN

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 145 Value ($000) $20 Avg Close — Range —
Q3 2016
Shares 95 Value ($000) $12 Avg Close — Range —
Q1 2016
Shares 73 Value ($000) $9 Avg Close — Range —
Q4 2015
Shares 27,521 Value ($000) $3,431 Avg Close — Range —
Q4 2014
Shares 200 Value ($000) $24 Avg Close — Range —