RYDEX ETF TRUST

CUSIP: 78355W700 Class: GUG S&P SC600 PV

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 402 Value ($000) $24 Avg Close — Range —
Q2 2014
Shares 565 Value ($000) $36 Avg Close — Range —
Q1 2014
Shares 358 Value ($000) $23 Avg Close — Range —
Q4 2013
Shares 235 Value ($000) $15 Avg Close — Range —