RYDEX ETF TRUST

CUSIP: 78355W700 Class: GUG S&P SC600 PV

MORGAN STANLEY's Holding History (CIK: 0000895421)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 19,094 Value ($000) $1,342 Avg Close — Range —
Q4 2017
Shares 20,580 Value ($000) $1,504 Avg Close — Range —
Q3 2017
Shares 20,902 Value ($000) $1,467 Avg Close — Range —
Q2 2017
Shares 22,280 Value ($000) $1,476 Avg Close — Range —
Q1 2017
Shares 24,163 Value ($000) $1,656 Avg Close — Range —
Q4 2016
Shares 25,439 Value ($000) $1,857 Avg Close — Range —
Q3 2016
Shares 14,430 Value ($000) $908 Avg Close — Range —
Q2 2016
Shares 15,626 Value ($000) $890 Avg Close — Range —
Q1 2016
Shares 8,939 Value ($000) $515 Avg Close — Range —
Q4 2015
Shares 9,322 Value ($000) $511 Avg Close — Range —
Q3 2015
Shares 13,038 Value ($000) $698 Avg Close — Range —
Q2 2015
Shares 14,149 Value ($000) $905 Avg Close — Range —
Q1 2015
Shares 13,933 Value ($000) $889 Avg Close — Range —
Q4 2014
Shares 31,963 Value ($000) $2,031 Avg Close — Range —
Q3 2014
Shares 65,217 Value ($000) $3,826 Avg Close — Range —
Q2 2014
Shares 46,169 Value ($000) $2,946 Avg Close — Range —
Q1 2014
Shares 52,821 Value ($000) $3,327 Avg Close — Range —
Q4 2013
Shares 70,653 Value ($000) $4,402 Avg Close — Range —
Q3 2013
Shares 53,768 Value ($000) $2,988 Avg Close — Range —
Q2 2013
Shares 38,442 Value ($000) $1,947 Avg Close — Range —