RYDEX ETF TRUST

CUSIP: 78355W700 Class: GUG S&P SC600 PV

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 6,000 Value ($000) $422 Avg Close — Range —
Q4 2017
Shares 5,828 Value ($000) $426 Avg Close — Range —
Q3 2017
Shares 5,828 Value ($000) $409 Avg Close — Range —
Q2 2017
Shares 5,828 Value ($000) $386 Avg Close — Range —
Q1 2017
Shares 5,828 Value ($000) $399 Avg Close — Range —
Q3 2016
Shares 3,706 Value ($000) $233 Avg Close — Range —
Q2 2016
Shares 6,812 Value ($000) $388 Avg Close — Range —
Q1 2016
Shares 7,742 Value ($000) $447 Avg Close — Range —
Q4 2015
Shares 11,548 Value ($000) $633 Avg Close — Range —
Q3 2015
Shares 29,431 Value ($000) $1,576 Avg Close — Range —
Q4 2013
Shares 2,429 Value ($000) $151 Avg Close — Range —
Q3 2013
Shares 16,626 Value ($000) $924 Avg Close — Range —
Q2 2013
Shares 2,700 Value ($000) $137 Avg Close — Range —