RYDEX ETF TRUST

CUSIP: 78355W700 Class: GUG S&P SC600 PV

BANK OF STOCKTON's Holding History (CIK: 0001387723)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 3,290 Value ($000) $207 Avg Close — Range —
Q4 2013
Shares 3,290 Value ($000) $205 Avg Close — Range —