RYDEX ETF TRUST

CUSIP: 78355W700 Class: GUG S&P SC600 PV

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 17,375 Value ($000) $1,221 Avg Close — Range —
Q4 2017
Shares 14,633 Value ($000) $1,070 Avg Close — Range —
Q3 2017
Shares 15,858 Value ($000) $1,112 Avg Close — Range —
Q2 2017
Shares 18,720 Value ($000) $1,240 Avg Close — Range —
Q1 2017
Shares 23,373 Value ($000) $1,567 Avg Close — Range —
Q4 2016
Shares 22,856 Value ($000) $1,692 Avg Close — Range —
Q3 2016
Shares 16,282 Value ($000) $1,016 Avg Close — Range —
Q2 2016
Shares 20,043 Value ($000) $1,137 Avg Close — Range —
Q1 2016
Shares 93,624 Value ($000) $5,179 Avg Close — Range —
Q4 2015
Shares 49,997 Value ($000) $2,682 Avg Close — Range —
Q3 2015
Shares 25,385 Value ($000) $1,427 Avg Close — Range —
Q2 2015
Shares 34,234 Value ($000) $2,143 Avg Close — Range —
Q1 2015
Shares 32,881 Value ($000) $2,100 Avg Close — Range —
Q4 2014
Shares 48,548 Value ($000) $3,085 Avg Close — Range —
Q3 2014
Shares 43,856 Value ($000) $2,524 Avg Close — Range —
Q2 2014
Shares 60,127 Value ($000) $3,837 Avg Close — Range —
Q1 2014
Shares 60,251 Value ($000) $3,795 Avg Close — Range —
Q4 2013
Shares 49,350 Value ($000) $3,075 Avg Close — Range —
Q3 2013
Shares 46,283 Value ($000) $2,595 Avg Close — Range —
Q2 2013
Shares 37,834 Value ($000) $1,916 Avg Close — Range —