RYDEX ETF TRUST

CUSIP: 78355W700 Class: GUG S&P SC600 PV

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 18,611 Value ($000) $1,308 Avg Close — Range —
Q4 2017
Shares 8,159 Value ($000) $597 Avg Close — Range —
Q1 2016
Shares 5,086 Value ($000) $293 Avg Close — Range —
Q3 2015
Shares 3,859 Value ($000) $207 Avg Close — Range —