RYDEX ETF TRUST

CUSIP: 78355W700 Class: GUG S&P SC600 PV

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 19,951 Value ($000) $1,402 Avg Close — Range —
Q4 2017
Shares 57,801 Value ($000) $4,226 Avg Close — Range —
Q3 2017
Shares 60,747 Value ($000) $4,261 Avg Close — Range —
Q2 2017
Shares 59,548 Value ($000) $3,944 Avg Close — Range —
Q1 2017
Shares 101,758 Value ($000) $6,974 Avg Close — Range —
Q4 2016
Shares 93,316 Value ($000) $6,814 Avg Close — Range —
Q3 2016
Shares 9,593 Value ($000) $604 Avg Close — Range —
Q2 2016
Shares 13,797 Value ($000) $786 Avg Close — Range —
Q1 2016
Shares 9,292 Value ($000) $536 Avg Close — Range —
Q4 2015
Shares 11,559 Value ($000) $634 Avg Close — Range —
Q3 2015
Shares 8,750 Value ($000) $469 Avg Close — Range —
Q2 2015
Shares 27,004 Value ($000) $1,728 Avg Close — Range —
Q1 2015
Shares 26,745 Value ($000) $1,707 Avg Close — Range —
Q4 2014
Shares 30,015 Value ($000) $1,907 Avg Close — Range —