RYDEX ETF TRUST

CUSIP: 78355W791 Class: CMN

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 31,812 Value ($000) $2,627 Avg Close — Range —
Q4 2017
Shares 27,454 Value ($000) $2,355 Avg Close — Range —
Q3 2017
Shares 20,865 Value ($000) $1,798 Avg Close — Range —
Q2 2017
Shares 22,798 Value ($000) $1,932 Avg Close — Range —
Q1 2017
Shares 25,909 Value ($000) $2,185 Avg Close — Range —
Q4 2016
Shares 16,876 Value ($000) $1,368 Avg Close — Range —
Q3 2016
Shares 26,146 Value ($000) $2,048 Avg Close — Range —
Q2 2016
Shares 27,133 Value ($000) $2,392 Avg Close — Range —
Q1 2016
Shares 86,916 Value ($000) $7,094 Avg Close — Range —
Q4 2015
Shares 17,445 Value ($000) $1,268 Avg Close — Range —
Q3 2015
Shares 10,994 Value ($000) $799 Avg Close — Range —
Q2 2015
Shares 14,948 Value ($000) $1,052 Avg Close — Range —
Q1 2015
Shares 16,083 Value ($000) $1,199 Avg Close — Range —
Q4 2014
Shares 19,525 Value ($000) $1,534 Avg Close — Range —
Q3 2014
Shares 10,268 Value ($000) $738 Avg Close — Range —
Q2 2014
Shares 13,096 Value ($000) $977 Avg Close — Range —
Q1 2014
Shares 6,064 Value ($000) $417 Avg Close — Range —
Q4 2013
Shares 6,649 Value ($000) $421 Avg Close — Range —
Q3 2013
Shares 6,926 Value ($000) $436 Avg Close — Range —
Q2 2013
Shares 6,613 Value ($000) $413 Avg Close — Range —