RYDEX ETF TRUST

CUSIP: 78355W791 Class: CMN

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 19,685 Value ($000) $1,625 Avg Close — Range —
Q4 2017
Shares 20,745 Value ($000) $1,779 Avg Close — Range —
Q3 2017
Shares 20,983 Value ($000) $1,808 Avg Close — Range —
Q2 2017
Shares 21,414 Value ($000) $1,815 Avg Close — Range —
Q1 2017
Shares 20,809 Value ($000) $1,751 Avg Close — Range —
Q4 2016
Shares 18,144 Value ($000) $1,466 Avg Close — Range —
Q3 2016
Shares 15,989 Value ($000) $1,296 Avg Close — Range —
Q2 2016
Shares 22,189 Value ($000) $1,943 Avg Close — Range —
Q1 2016
Shares 10,822 Value ($000) $901 Avg Close — Range —
Q4 2015
Shares 7,055 Value ($000) $510 Avg Close — Range —
Q3 2015
Shares 5,309 Value ($000) $377 Avg Close — Range —
Q2 2015
Shares 3,773 Value ($000) $262 Avg Close — Range —
Q1 2015
Shares 3,161 Value ($000) $235 Avg Close — Range —
Q4 2014
Shares 5,324 Value ($000) $418 Avg Close — Range —