RYDEX ETF TRUST

CUSIP: 78355W791 Class: CMN

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 3,144 Value ($000) $260 Avg Close — Range —
Q4 2017
Shares 3,569 Value ($000) $306 Avg Close — Range —
Q3 2017
Shares 3,665 Value ($000) $316 Avg Close — Range —
Q2 2017
Shares 3,834 Value ($000) $325 Avg Close — Range —
Q1 2017
Shares 3,848 Value ($000) $324 Avg Close — Range —
Q4 2016
Shares 2,863 Value ($000) $231 Avg Close — Range —
Q3 2016
Shares 4,164 Value ($000) $338 Avg Close — Range —
Q2 2016
Shares 3,165 Value ($000) $277 Avg Close — Range —