RYDEX ETF TRUST

CUSIP: 78355W791 Class: CMN

UNITED CAPITAL FINANCIAL ADVISORS, LLC's Holding History (CIK: 0001463217)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 2,880 Value ($000) $247 Avg Close — Range —
Q3 2017
Shares 21,330 Value ($000) $1,838 Avg Close — Range —
Q2 2017
Shares 23,400 Value ($000) $1,983 Avg Close — Range —
Q2 2016
Shares 61,563 Value ($000) $5,418 Avg Close — Range —
Q3 2015
Shares 91,058 Value ($000) $6,461 Avg Close — Range —
Q2 2015
Shares 92,056 Value ($000) $6,385 Avg Close — Range —
Q1 2015
Shares 95,683 Value ($000) $7,116 Avg Close — Range —
Q2 2014
Shares 29,111 Value ($000) $2,171 Avg Close — Range —