RYDEX ETF TRUST

CUSIP: 78355W791 Class: CMN

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 3,050 Value ($000) $252 Avg Close — Range —
Q4 2017
Shares 3,049 Value ($000) $262 Avg Close — Range —
Q3 2016
Shares 12,036 Value ($000) $976 Avg Close — Range —
Q2 2016
Shares 11,683 Value ($000) $1,024 Avg Close — Range —
Q4 2015
Shares 11,486 Value ($000) $831 Avg Close — Range —
Q3 2015
Shares 12,536 Value ($000) $890 Avg Close — Range —
Q2 2015
Shares 10,806 Value ($000) $750 Avg Close — Range —
Q1 2015
Shares 11,276 Value ($000) $837 Avg Close — Range —
Q4 2014
Shares 7,931 Value ($000) $623 Avg Close — Range —
Q3 2014
Shares 6,901 Value ($000) $495 Avg Close — Range —
Q2 2014
Shares 14,622 Value ($000) $545,872 Avg Close — Range —
Q1 2014
Shares 7,311 Value ($000) $503 Avg Close — Range —
Q4 2013
Shares 6,443 Value ($000) $408 Avg Close — Range —
Q3 2013
Shares 5,933 Value ($000) $367 Avg Close — Range —
Q2 2013
Shares 4,820 Value ($000) $301 Avg Close — Range —