RYDEX ETF TRUST

CUSIP: 78355W791 Class: CMN

Prospera Financial Services Inc's Holding History (CIK: 0001541625)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 2,762 Value ($000) $205 Avg Close — Range —
Q4 2014
Shares 2,912 Value ($000) $229 Avg Close — Range —
Q2 2014
Shares 2,762 Value ($000) $206 Avg Close — Range —