RYDEX ETF TRUST

CUSIP: 78355W809 Class: CMN

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 75,676 Value ($000) $8,712 Avg Close — Range —
Q4 2017
Shares 71,679 Value ($000) $8,210 Avg Close — Range —
Q3 2017
Shares 69,297 Value ($000) $7,626 Avg Close — Range —
Q2 2017
Shares 63,663 Value ($000) $6,549 Avg Close — Range —
Q1 2017
Shares 65,065 Value ($000) $6,409 Avg Close — Range —
Q4 2016
Shares 68,611 Value ($000) $6,682 Avg Close — Range —
Q3 2016
Shares 42,835 Value ($000) $3,776 Avg Close — Range —
Q2 2016
Shares 47,366 Value ($000) $3,905 Avg Close — Range —
Q1 2016
Shares 99,254 Value ($000) $7,714 Avg Close — Range —
Q4 2015
Shares 142,150 Value ($000) $11,142 Avg Close — Range —
Q3 2015
Shares 101,066 Value ($000) $8,486 Avg Close — Range —
Q2 2015
Shares 87,611 Value ($000) $7,803 Avg Close — Range —
Q1 2015
Shares 55,904 Value ($000) $4,917 Avg Close — Range —
Q4 2014
Shares 45,480 Value ($000) $3,671 Avg Close — Range —
Q3 2014
Shares 22,746 Value ($000) $1,693 Avg Close — Range —
Q2 2014
Shares 26,696 Value ($000) $2,171 Avg Close — Range —
Q1 2014
Shares 43,962 Value ($000) $3,465 Avg Close — Range —
Q4 2013
Shares 37,996 Value ($000) $3,033 Avg Close — Range —
Q3 2013
Shares 29,700 Value ($000) $2,181 Avg Close — Range —
Q2 2013
Shares 26,061 Value ($000) $1,671 Avg Close — Range —