RYDEX ETF TRUST

CUSIP: 78355W809 Class: CMN

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 10,719 Value ($000) $956 Avg Close — Range —
Q2 2016
Shares 10,919 Value ($000) $897 Avg Close — Range —
Q4 2015
Shares 11,739 Value ($000) $950 Avg Close — Range —
Q3 2015
Shares 11,341 Value ($000) $916 Avg Close — Range —
Q2 2015
Shares 11,885 Value ($000) $1,070 Avg Close — Range —
Q1 2015
Shares 11,925 Value ($000) $1,057 Avg Close — Range —
Q4 2014
Shares 11,900 Value ($000) $961 Avg Close — Range —
Q3 2014
Shares 10,855 Value ($000) $820 Avg Close — Range —
Q2 2014
Shares 21,510 Value ($000) $875,579 Avg Close — Range —
Q1 2014
Shares 10,375 Value ($000) $818 Avg Close — Range —
Q4 2013
Shares 9,640 Value ($000) $769 Avg Close — Range —
Q3 2013
Shares 9,660 Value ($000) $693 Avg Close — Range —
Q2 2013
Shares 9,960 Value ($000) $639 Avg Close — Range —