RYDEX ETF TRUST

CUSIP: 78355W809 Class: CMN

Kovack Advisors, Inc.'s Holding History (CIK: 0001728321)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 2,658 Value ($000) $201 Avg Close — Range —
Q4 2013
Shares 2,656 Value ($000) $212 Avg Close — Range —
Q3 2013
Shares 2,951 Value ($000) $212 Avg Close — Range —