RYDEX ETF TRUST

CUSIP: 78355W817 Class: GUG S&P500EQWTTE

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 26,497 Value ($000) $4,009 Avg Close — Range —
Q4 2017
Shares 32,070 Value ($000) $4,585 Avg Close — Range —
Q3 2017
Shares 30,288 Value ($000) $4,090 Avg Close — Range —
Q2 2017
Shares 31,925 Value ($000) $3,984 Avg Close — Range —
Q1 2017
Shares 31,855 Value ($000) $3,848 Avg Close — Range —
Q4 2016
Shares 7,019 Value ($000) $761 Avg Close — Range —
Q3 2016
Shares 3,065 Value ($000) $323 Avg Close — Range —