RYDEX ETF TRUST

CUSIP: 78355W817 Class: GUG S&P500EQWTTE

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 82,906 Value ($000) $12,539 Avg Close — Range —
Q4 2017
Shares 78,313 Value ($000) $11,196 Avg Close — Range —
Q3 2017
Shares 78,192 Value ($000) $10,568 Avg Close — Range —
Q2 2017
Shares 385,378 Value ($000) $48,110 Avg Close — Range —
Q1 2017
Shares 367,702 Value ($000) $44,437 Avg Close — Range —
Q4 2016
Shares 276,330 Value ($000) $29,984 Avg Close — Range —
Q3 2016
Shares 97,732 Value ($000) $10,310 Avg Close — Range —
Q2 2016
Shares 71,730 Value ($000) $6,731 Avg Close — Range —
Q1 2016
Shares 59,540 Value ($000) $5,582 Avg Close — Range —
Q4 2015
Shares 5,210 Value ($000) $481 Avg Close — Range —
Q3 2015
Shares 2,814 Value ($000) $240 Avg Close — Range —
Q2 2015
Shares 2,610 Value ($000) $236 Avg Close — Range —
Q1 2015
Shares 2,395 Value ($000) $220 Avg Close — Range —
Q4 2014
Shares 4,356 Value ($000) $395 Avg Close — Range —
Q3 2014
Shares 4,261 Value ($000) $362 Avg Close — Range —
Q2 2014
Shares 4,062 Value ($000) $340 Avg Close — Range —
Q1 2014
Shares 3,931 Value ($000) $315 Avg Close — Range —
Q4 2013
Shares 5,018 Value ($000) $387 Avg Close — Range —
Q3 2013
Shares 3,462 Value ($000) $242 Avg Close — Range —
Q2 2013
Shares 2,933 Value ($000) $188 Avg Close — Range —