RYDEX ETF TRUST

CUSIP: 78355W817 Class: GUG S&P500EQWTTE

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 4,000 Value ($000) $422 Avg Close — Range —
Q2 2016
Shares 4,000 Value ($000) $375 Avg Close — Range —