RYDEX ETF TRUST

CUSIP: 78355W817 Class: GUG S&P500EQWTTE

Hartford Financial Management Inc.'s Holding History (CIK: 0001352526)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 10,390 Value ($000) $1,485 Avg Close — Range —
Q3 2017
Shares 10,390 Value ($000) $1,402 Avg Close — Range —
Q2 2017
Shares 10,390 Value ($000) $1,296 Avg Close — Range —
Q4 2016
Shares 10,190 Value ($000) $1,106 Avg Close — Range —
Q3 2016
Shares 12,555 Value ($000) $1,324 Avg Close — Range —
Q2 2016
Shares 12,755 Value ($000) $1,196 Avg Close — Range —
Q1 2016
Shares 13,305 Value ($000) $1,247 Avg Close — Range —
Q4 2015
Shares 13,555 Value ($000) $1,250 Avg Close — Range —
Q3 2015
Shares 38,108 Value ($000) $3,244 Avg Close — Range —
Q2 2015
Shares 22,708 Value ($000) $2,049 Avg Close — Range —
Q1 2015
Shares 19,638 Value ($000) $1,804 Avg Close — Range —
Q4 2014
Shares 15,598 Value ($000) $1,415 Avg Close — Range —
Q3 2014
Shares 13,258 Value ($000) $1,127 Avg Close — Range —
Q2 2014
Shares 12,191 Value ($000) $1,021 Avg Close — Range —
Q1 2014
Shares 10,375 Value ($000) $832 Avg Close — Range —
Q4 2013
Shares 8,425 Value ($000) $649 Avg Close — Range —
Q3 2013
Shares 7,025 Value ($000) $490 Avg Close — Range —
Q2 2013
Shares 6,475 Value ($000) $415 Avg Close — Range —