RYDEX ETF TRUST

CUSIP: 78355W817 Class: GUG S&P500EQWTTE

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 49,080 Value ($000) $7,426 Avg Close — Range —
Q4 2017
Shares 46,136 Value ($000) $6,596 Avg Close — Range —
Q3 2017
Shares 41,316 Value ($000) $5,579 Avg Close — Range —
Q2 2017
Shares 45,408 Value ($000) $5,667 Avg Close — Range —
Q1 2017
Shares 53,840 Value ($000) $6,461 Avg Close — Range —
Q4 2016
Shares 35,698 Value ($000) $3,909 Avg Close — Range —
Q3 2016
Shares 26,014 Value ($000) $2,724 Avg Close — Range —
Q2 2016
Shares 16,688 Value ($000) $1,553 Avg Close — Range —
Q1 2016
Shares 66,749 Value ($000) $6,190 Avg Close — Range —
Q4 2015
Shares 83,959 Value ($000) $7,612 Avg Close — Range —
Q3 2015
Shares 35,888 Value ($000) $3,166 Avg Close — Range —
Q2 2015
Shares 43,039 Value ($000) $3,876 Avg Close — Range —
Q1 2015
Shares 57,507 Value ($000) $5,252 Avg Close — Range —
Q4 2014
Shares 47,253 Value ($000) $4,289 Avg Close — Range —
Q3 2014
Shares 35,696 Value ($000) $2,977 Avg Close — Range —
Q2 2014
Shares 24,289 Value ($000) $2,035 Avg Close — Range —
Q1 2014
Shares 16,335 Value ($000) $1,311 Avg Close — Range —
Q4 2013
Shares 13,926 Value ($000) $1,073 Avg Close — Range —
Q3 2013
Shares 9,677 Value ($000) $684 Avg Close — Range —
Q2 2013
Shares 9,938 Value ($000) $637 Avg Close — Range —