RYDEX ETF TRUST

CUSIP: 78355W817 Class: GUG S&P500EQWTTE

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 18,387 Value ($000) $2,782 Avg Close — Range —
Q4 2017
Shares 11,944 Value ($000) $1,707 Avg Close — Range —
Q3 2017
Shares 43,078 Value ($000) $5,817 Avg Close — Range —
Q2 2017
Shares 37,744 Value ($000) $4,710 Avg Close — Range —
Q1 2017
Shares 39,904 Value ($000) $4,820 Avg Close — Range —
Q4 2016
Shares 97,508 Value ($000) $10,579 Avg Close — Range —
Q3 2016
Shares 100,037 Value ($000) $10,555 Avg Close — Range —
Q2 2016
Shares 49,336 Value ($000) $4,629 Avg Close — Range —
Q1 2016
Shares 45,847 Value ($000) $4,299 Avg Close — Range —
Q4 2015
Shares 40,910 Value ($000) $3,775 Avg Close — Range —
Q2 2015
Shares 4,113 Value ($000) $371 Avg Close — Range —
Q1 2015
Shares 3,799 Value ($000) $349 Avg Close — Range —
Q4 2014
Shares 3,049 Value ($000) $277 Avg Close — Range —
Q3 2014
Shares 3,835 Value ($000) $326 Avg Close — Range —
Q1 2014
Shares 2,808 Value ($000) $225 Avg Close — Range —