RYDEX ETF TRUST

CUSIP: 78355W817 Class: GUG S&P500EQWTTE

UNITED CAPITAL FINANCIAL ADVISORS, LLC's Holding History (CIK: 0001463217)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 17,899 Value ($000) $2,708 Avg Close — Range —
Q4 2017
Shares 20,348 Value ($000) $2,909 Avg Close — Range —
Q3 2017
Shares 8,333 Value ($000) $1,125 Avg Close — Range —
Q2 2017
Shares 14,247 Value ($000) $1,778 Avg Close — Range —
Q3 2015
Shares 81,172 Value ($000) $6,911 Avg Close — Range —
Q2 2015
Shares 82,371 Value ($000) $7,433 Avg Close — Range —
Q1 2015
Shares 86,521 Value ($000) $7,993 Avg Close — Range —